Periodic Report Regarding Value, Operations and Profitability of Entities in Which the Estate Holds a Substantial or Controlling Interest

Last Updated: January 2019

Federal Bankruptcy Rule 2015.3(a) provides that "in a chapter 11 case, the trustee or debtor-in-possession shall file periodic financial reports of the value, operations and profitability of each entity that is not a publicly traded corporation or a debtor in a case under title 11, and in which the estate holds a substantial or controlling interest." In the event this rule applies to your case, the first report must be filed no later than seven days before the first date set for the meeting of creditors. Subsequent reports must be filed no less frequently than every six months thereafter, until the effective date of a plan or the case is dismissed or converted. The report must be submitted on Official Form B426 (12/1/17)

Filed by Trustee or Debtor-in-Possession:

Filing Requirement:

• Periodic Report Regarding Value, Operations and Profitability of Entities in Which the Debtor's Estate Holds a Substantial or Controlling Interest [Form B426]

• Proof of Service

To File Electronically:

1. Log into CM/ECF.

2. Select [Bankruptcy > Misc/Others].

3. Enter the case number (e.g, xx-xxxxx).

4. Select [Periodic Report on Related Entities B426] from the event list.

5. Skip the Joint Filing screen if you are the only party filing document.  If this is a joint filing, check the box.

6. Select the party filer.  If the partes is not listed, click on Add/Create New Party.
   
   Note: The Attorney/Party Association screen may appear. If your party selection was correct, check the box to create an association.

7. Browse to select the document (.PDF file).

8. Enter filing period: (Example: [6/01/12 - 6/30/12]) and click [Next].

9. Verify the final docket text; if correct, click [Next] to submit your document(s).
   
   Note: The Notice of Electronic Filing displays giving you the document number. Copies of this notice are immediately e-mailed to all participants who receive electronic notification in the case.